Audit & Risk Insights

Broker-level database for audit reports and risk abatement

Fast Funds

Quick and efficient Receipt of Funds Record creation 

Automated Compliance Monitoring

Automated Business Relationship monitoring that aligns with your own brokerage policies (to keep you compliant with the new rules that came into effect June 2021).

Instant Client ID Validation

Scan a driver’s license to validate and populate Client Identification forms. Agents will be prompted to complete the required FINTRAC fields so information isn’t skipped.

Remote Identity Verification

Facial recognition and artificial intelligence to verify a client’s identity remotely (when they aren’t physically present).

Automated Risk Assessment

Automated risk assessment for every individual identification to be completed by your agents.

Integrated PEP/HIO Qualifiers

PEP/HIO qualifier questions included as part of the identification workflow, as required by FINTRAC.

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