FINTRAC TrainingTool
FINTRAC: Compliance Training Program and Plan
Completing Part 5 of the AREA FINTRAC Compliance Regime Builder (including its appendices and AREA template) will help ensure you’ve fulfilled your compliance training program and plan requirements.
What are my training requirements?
Brokers have two distinct training requirements. They must have:
- A written, ongoing training program that covers what must be taught.
- A documented training plan identifying how the training program will be delivered.
Your training program must include foundational components as well as brokerage-specific information. Here is a link to an example of components that may be used as part of your brokerage’s training program.